5-8% of Exam • 9-14 Questions

CFA Level 1 Derivatives Study Guide

Master forwards, futures, options, and swaps with 108+ practice questions, payoff diagrams, and proven strategies.

Derivatives Topic Breakdown

Forward Commitments

23%

25 practice questions

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Option Features & Strategies

28%

30 practice questions

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Pricing & Valuation

23%

25 practice questions

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Put-Call Parity

14%

15 practice questions

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Derivative Benefits & Risks

12%

13 practice questions

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Key Derivatives Concepts

Master these fundamental concepts that appear regularly on the CFA Level 1 exam

Forward Pricing

High

Understanding forward contract pricing using cost of carry model

Option Payoffs

High

Calculating profit/loss for call and put options at expiration

Put-Call Parity

Medium

The fundamental relationship between call, put, and forward prices

Binomial Pricing

Medium

Valuing options using one and two-step binomial models

How to Ace CFA Level 1 Derivatives

1

Start with Forwards, Then Options

Forwards are simpler - master forward pricing first using cost of carry. Then move to options where the payoff diagrams make concepts clearer.

2

Practice Payoff Diagrams

Draw payoff diagrams for every option strategy. Being able to sketch calls, puts, spreads, and straddles instantly is essential for exam success.

3

Master Put-Call Parity

Put-call parity is the most important concept in derivatives. It connects calls, puts, forwards, and underlying asset prices. Memorize: C - P = S - PV(K).

4

Understand Binomial Model Intuition

Don't just memorize the binomial formula - understand how hedging creates a riskless portfolio. This foundation makes pricing intuitive.

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Derivatives FAQs

How much of the CFA Level 1 exam is Derivatives?

Derivatives represents 5-8% of the CFA Level 1 exam, translating to approximately 9-14 questions out of 180 total questions. While smaller than some topics, it provides essential foundation for Level 2.

What is the most difficult part of Derivatives?

Most candidates find option pricing (binomial model) and put-call parity the most challenging. Focus on understanding the logic rather than memorizing formulas.

How do I master Derivatives for CFA Level 1?

Start with forwards and futures (simpler), then move to options. Practice payoff diagrams until you can draw them instantly. Understand put-call parity - it connects everything.